ࡱ> MOL bjbj 4B/j8#70>Xgba:Xp0J : ToolTitleCompleted DateNotesTool 1Preparation and Planning for Conducting a QA12/1/2008CompletedTool 2Self-Assessment GuideTool 3Chief Audit Executive Questionnaire5/13/2009CompletedTool 4Audit Customer Survey7/24/2009CompletedTool 5Internal Audit Activity Staff Survey6/18/2009CompletedTool 6Interview Guide - Board (Audit Committee) MemberTool 7Interview Guide Executive to Whom the CAE Reports5/21/2009Completed with Joe Trubacz, CFOTool 8Interview Guide Senior and Operating Management11/6/2009Completed with Myron Dosch, Controller; Other interviews are scheduled for Nov & Dec.Tool 8AInterview Guide Chief Information OfficerTool 9Interview Guide Chief Audit ExecutiveTool 10Interview Guide Internal Audit Activity StaffTool 11Interview Guide External AuditorTool 12IA Activity Structure and Responsibilities1/12/2009CompletedTool 13Risk Assessment and Audit Planning1/20/2009CompletedTool 14Staff Professional Proficiency2/2/2009CompletedTool 15Information Technology2/16/2009CompletedTool 16Assessing Production and Value Added3/9/2009CompletedTool 17Planning and Conducting the Engagement, Work Paper Review, Audit Report, and Monitoring Progressin progressPrior audits are under review at this timeTool 18Observations and Issues WorksheetThis is where we describe the exceptions noted in the other tools.Tool 19Standards Compliance Evaluation SummaryThis is the summary of all the work papers.Tool 20Reports Explanatory Information     Statewide Internal Audit Quality Assessment Review - Progress Chart As of November 6, 2009  !ij> ? | } l z { | } & ' R V W   M N / 0 -˹ˏ}#hB*CJOJQJ^JaJph/hh6B*CJOJQJ]^JaJph#h~BB*CJOJQJ^JaJph#h|B*CJOJQJ^JaJph)hhB*CJOJQJ^JaJph hh/hh5B*CJOJQJ\^JaJph1  !(U_iUkd$$IflX\uqR&fG GxG ta&644 lBa]p(yt $$Ifa$gd $Ifgd ijqjaaUa $$Ifa$gd $Ifgdkd$$Ifl:\uqR&gG GxG ta&644 lBa]p(ytjaaUa $$Ifa$gd $Ifgdkd $$Ifl\uqR&gG GxG ta&644 lBa]p(ytjaaUa $$Ifa$gd $Ifgdkd$$Ifl:\uqR&gG GxG ta&644 lBa]p(yt * 4 > jaaUa $$Ifa$gd $Ifgdkd $$Ifl\uqR&gG GxG ta&644 lBa]p(yt> ? 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